Advisors Who Serve(d) in the Military: 2019 Survey
By Ronald PechtimaldjianPlease tell us about your military service so we can share your stories this Memorial Day weekend in our ongoing Advisors Who Serve(d) compilations.
May 07, 2019
OCC Mulls Fiduciary Regulations Similar to State Trust LawsThe OCC is seeking comments on whether to update the definition of "fiduciary capacity." Also, NAIFA awaits a decision in its New York fiduciary case.
May 07, 2019
Who Is the Top Portfolio Manager? Morningstar to Name Choice at ConferenceThe winner will be announced from the five finalists on May 9 at the Morningstar Investment Conference in Chicago.
May 07, 2019
Bernie Sanders' Estate Tax Plan: Bloink & Byrnes Go Thumb to ThumbAs the Democratic primary season begins to take shape, Bernie Sanders has once again emerged as a key possibility for the Democratic presidential nomination…
May 06, 2019
HighTower Names 3 Execs for RIA GrowthEach of the new leaders joins with 20-plus years of experience at firms like Fidelity and Schwab.
May 06, 2019
Junxure Deepens Integrations With Orion, Constant Contact: Portfolio ProductsIn other product news, FTSE Russell launched US Municipal Bond Index.
May 06, 2019
TD Ameritrade to Add 255 ETFs to No-Commission PlatformThe platform takes a huge leap in the number and variety of funds on offer.
May 03, 2019
Envestnet Technology: Build-a-Bear Meets NetflixIndustry executives and consultants says the latest tools are about gamification — getting the client engaged in financial planning.