Which Industry Has the Best 401(k) Plans? Advisors Make the Top 10
By Emily ZulzOut of the 27 industries surveyed, financial advice and insurance brokers are near the top, Judy Diamond reports.
May 20, 2019
Secure Act Retirement Bill Set for House Vote This WeekThe bill helps small businesses offer retirement plans, boosts annuities and raises the RMD age; the Consumers First Act is also on the docket.
May 17, 2019
Reg BI Is Epic Moment for Brokerage Industry: FINRA's Legal ChiefWith Reg BI, the SEC is "trying to save the broker-dealer business as we know it," said FINRA's chief legal officer.
May 17, 2019
Clearing, Custody Firms Now Tied With Wirehouses for Market Share: AiteRIAs and other advisors served by outside custodians are ascendant; wirehouses are not.
May 16, 2019
United Capital Sale to Goldman Heralds Tougher Field for RIAsCEO Joe Duran and industry watchers talked to ThinkAdvisor about several trends in the highly competitive RIA business.
May 16, 2019
Ladenburg Rolling Out New Tax App for Indie AdvisorsThe network of independent broker-dealers aims to help advisors and clients with 1099-related processes.
May 16, 2019
Goldman to Buy United Capital for $750MThe new owner, which has $500 billion in wealth assets under supervision, expects the deal to close in the third quarter.
May 14, 2019
Wall Street Loses $25 Billion to One Firm as Advisors FleeDynasty CEO Shirl Penney sees a "hot summer" ahead for breakaways.