New Funding to Help Snappy Kraken Expand Its Offerings, CEO Says
By Jeff BermanThe advisor-focused marketing technology company gets $3.5 million in a seed round investment.
August 12, 2019
First Republic Adds $3.6M UBS TeamThe four veteran advisors come on board in New Jersey.
August 12, 2019
John Hancock Model Portfolios Added to Envestnet Platform: Portfolio ProductsAlso, Touchstone Investments plans to merge two of its funds.
August 09, 2019
The SEC Investment Adviser Standard of Conduct: A BreakdownThis is the second in a series of columns summarizing the SEC's new conduct standards.
August 08, 2019
Focus Financial Q2 Revenue Up 30%The firm has already topped its full-year 2018 deal volume.
August 08, 2019
RIA Wins $347K Arb Award From SchwabLaguna Financial Group and its owner argued that the custodial firm assisted a rival.
August 08, 2019
Stifel, LPL Nab Wirehouse Reps: Recruiting RoundupMeanwhile, Carson Group welcomes an eight-member team in Northern California.
August 07, 2019
Fidelity's Amped-Up Cash Sweep: Gain for Investors, Pain for Advisors?The new cash sweep vehicle, aimed at new DIY investors, offers 1.91% yield; cash held by advisory clients won't be automatically moved.