Stifel Nabs Merrill, Morgan Stanley Reps With $680M: Recruiting Roundup
By Janet LevauxAlso, Wells Fargo Advisors' independent channel says advisors have joined from UBS and PNC.
November 20, 2019
BD Cambridge Adopts Code of ConductThe move comes about a month after bad conference behavior took over headlines in the wake of Ken Fisher's crude comments.
November 19, 2019
What Divorced Women Should Know About Claiming Social SecurityMany don't know they may be able to claim on their ex-husband's work record, Marcia Mantell tells ThinkAdvisor.
November 19, 2019
Creative Planning Acquires Its Third FirmMore acquisitions are on the way around year-end, according to CEO Peter Mallouk.
November 18, 2019
SEC Reg BI Will 'Force Changes' in Revenue Sharing: MorningstarUnder Reg BI, brokers have an obligation to mitigate and disclose the kinds of conflicts that revenue sharing can create.
November 18, 2019
Mercer Advisors Snaps Up AL HewittThe tax-centric, Californa-based firm has AUM of $100 million.
November 15, 2019
WMS Partners Names Ex-Wells Fargo Exec CEOTodd Wickwire, promoted from COO, was previously head of U.S. equity research at Wells Fargo for 20 years.
November 14, 2019
Kestra's RIA Unit Nabs $1.1B GroupBluespring Wealth Partners is acquiring Vector Wealth Management of Minneapolis.