RIAs Have Lingering Questions on PPP Loans
By Jeff BermanLive Oak Bank's Mike McGinley suggests advisors applying for PPP loans consult CPAs and lawyers.
June 02, 2020
Why Diversity Hires Mean Growth for Advisors: StudyA recently released FlexShares analysis finds investors prefer to work with advisors who are most like them.
June 02, 2020
Schwab-TD Ameritrade Merger Has 75% Chance: Morningstar ReportA big legal hurdle could be overcome Thursday if at least 67% of TD Ameritrade shareholders approve the deal.
June 02, 2020
Private Equity Firm Takes Minority Stake in CaptrustGTCR will hold two of the wealth firm's nine board seats; Captrust executives and employees keep their majority interest.
June 02, 2020
RIA in a Box, Morningstar Team With Fintech Firms to Assist Advisors: Tech RoundupAlso, AI-driven Envestnet Connect is unveiled, and TD Ameritrade introduces Thinkorswim Web.
June 02, 2020
How an Advisor Handled 2 Tough Client Cases in Florida's Tourism MeccaIn one case, a death led to finding a new client, Dennis Nolte of Seacoast Investment Services tells ThinkAdvisor.
June 01, 2020
Oppenheimer Buys Muni Shop in CaliforniaThe deal should bring Oppenheimer's 1,030 financial advisors and their clients greater access to municipal bonds in the Golden State.
May 29, 2020
RIAs Need Fully Digital Workflows to Compete Post-Pandemic: PaperWorkflows that require manual intervention can be difficult when demand is high and everyone's working remotely, according to Envestnet.