Training Program for New Advisors Tops 2,000
By Janet LevauxAmplified Planning’s 2025 Externship program has 2,078 enrollees; over 42% are women.
June 25, 2025
FINRA Seeks to Align BD, Advisor Portfolio Performance ProjectionsFINRA's board approved changes to its Communications With the Public rule to better align with the SEC's Marketing Rule.
June 24, 2025
Josh Brown: 10 Tips to Grow Your Influence OnlineHere’s how advisors can stand out from the crowd, while helping their firm grow its business.
June 24, 2025
Dynasty to Move Its St. Petersburg HeadquartersThe new headquarters, with space for over 300 people, will bring more of Dynasty’s core team together.
June 24, 2025
Young Investor Demand for Alternative Assets Is Reshaping Wall Street's PlaybookMost wealthy investors under 43 think traditional stock-bond portfolios will fail to generate above-average returns.
June 24, 2025
Staff Gone Rogue: Federal Action Without Commission Approval — SEC RoundupAdministrative proceedings are continuing with the same flaws, with the Enforcement Division apparently emboldened to act without SEC authorization.
June 24, 2025
House Passes Bill to Expand Accredited Investor DefinitionThe bill freezes the financial thresholds and allows investors with certain education or experience to be considered "accredited."
June 23, 2025
Elevation Point Stakes $2.5B Ex-UBS TeamA 12-member group in Louisiana just sold a slice of its recently formed RIA.