Regulators: Hold On to Digital Communications!
By Margie WebberThe pandemic forced online communication through several devices; now, regulators want advisory firms to hold on to this information.
December 03, 2021
10 Worst Financial Advisors in America: 2021This year's worst advisors allegedly committed some of the usual crimes—and some that will definitely surprise you.
December 02, 2021
The Do's and Don'ts of Using Client TestimonialsLarry Sprung of Mitlin Financial, an early adopter of testimonials, discusses some best practices and how to stay out of trouble.
December 02, 2021
Ric Edelman: Your Clients Are Going to Live to 100. Are You Ready?The RIA pioneer describes the longevity revolution and other shocks he expects will reshape advisors' business.
December 02, 2021
5 Tips for Designing a Top Client PortalA great portal helps clients best understand their finances and your value as an advisor.
November 30, 2021
5 Reasons Going RIA Beats the IBD ModelIt's not an accident that the RIA channel is the fastest growing.
November 29, 2021
Yearly RIA Deal Count Hits 200: DeVoeBy comparison, RIAs made 159 M&A deals in all of 2020, DeVoe & Co. reports.
November 29, 2021
Commonwealth Plans Big Tech Investments as More of Its Advisors Ditch FINRA"Commonwealth actually looks more like a national RIA than it does a traditional broker-dealer," CEO Wayne Bloom tells ThinkAdvisor.