Rebuilding Trust
By Kate McBrideClients of RIAs want to know more now about the health of their RIA's custodian, Tibergien says, something that may not have commonly come up before.
January 19, 2009
Plasma TV...$400. New leather chairs...$700. Positive first impression....priceless!After much waiting, permits, and connection of utilities, I am finally in my new office. Even though the move was only next door, it took...
January 18, 2009
How Will The Rule Impact RIAs?Unless amended or delayed, Rule 151A from the Securities and Exchange Commission will cause fixed index annuities to be treated as securities effective January 12, 2011.
January 14, 2009
Morgan Stanley and Citi to Combine Brokerage UnitsCitigroup and Morgan Stanley agreed January 13 to form a joint venture called Morgan Stanley Smith Barney that will combine its retail brokerage operations
January 01, 2009
Focus ExpandsFocus Financial Partners, the buyer of advisory firms led by CEO Rudy Adolf, has entered the business of providing consulting help to brokers looking to...
January 01, 2009
Fidelity Rolling Out New RIA Platform, Rewards CardFidelity Investments has launched WealthCentral, a web-based wealth management platform that integrates critical operational systems for RIAs, including portfolio management, customer relationship management, financial planning,...
December 09, 2008
Fidelity Rolls Out WealthCentral Integrated ProgramFidelity Institutional Wealth Services said December 9 that 25 of its affiliated RIAs are using its WealthCentral platform.
December 01, 2008
Five Questions for the Top RecruitersWhen should an advisor speak with another firm? Is it OK to just "explore" or should the advisor be fully prepared to "exit" when contacting...