Ameriprise, Three Equity Groups Reportedly Bidding for AIG B-Ds (March 6, 2009)
By Janet LevauxBy the end of March, Ameriprise Financial Services and three private-equity firms are expected to submit final bids for AIG's three broker-dealers, according to TheDeal.com.
March 01, 2009
Catching Up With...These are not the best of times to be running live events, but at TD Ameritrade's Partnership 2009 national conference in Las Vegas in the...
March 01, 2009
FSI '09 OneVoice Conference Outlines Future of Independents(San Antonio) Independent broker-dealers and advisors are determined to speak out in Washington, D.C., to ensure that expected regulatory changes in the financial industry don't...
March 01, 2009
News: A Sense of Resolve?As we went to press, the White House and Congress have agreed to a $789 billion stimulus package of spending and tax cuts proposed by...
February 20, 2009
Schwab Center Opens at Texas TechProvides planning and portfolio management software to students and community
February 17, 2009
Putnam Investments Lays Off 260; Parent Posts Big Loss in 4th QuarterBoston-based Putnam Investments announced February 11 that it would lay off 260 people
February 17, 2009
Of Client Meetings and Trade PMRLast week I discussed my approach in meeting with a prospective client. This week I would like to refine that a bit and update you...
February 12, 2009
Survey: RIA firms chart strong growthNinety percent of independent registered investment advisors say they've seen increased growth or no change in the number of new clients during the past six...