Broker-Dealer NFP Securities Changes Its Name, Sharpens Its Focus
By James J. GreenAccording to James Poer, over the past two to three years NFP Securities has quietly changed its focus.
February 28, 2011
One Document I’ll Place on My (Revised) Advisory Firm WebsiteAdvisor Mike Patton will place his "What's Important to You?" questionnaire on his revised website.
February 24, 2011
Video: Exclusive—Fiduciary Duty for Brokers and RIA Oversight: Who Will Regulate RIAs?Law Professor James Fanto talks exclusively with AdvisorOne’s Kate McBride about the impact of the SEC’s recommendations on RIA regulation and fiduciary duty for brokers.
February 23, 2011
Keats, Connelly Names RBC Advisor Services as 'Custodian of Choice'The Arizona and Florida-based fee-only RIA firm with $265 million under advisement says mostly new client assets will be custodied at RBC.
February 22, 2011
Four Breakaway Advisors Leave Merrill for HighTowerHighTower, led by Elliot Weissbluth, is expanding once again with the Simmons Wilkes Group, a breakaway team from Merrill Lynch Wealth Management.
February 22, 2011
Four Breakaway Advisors Leave Merrill for HighTowerHighTower, led by Elliot Weissbluth, is expanding once again with the Simmons Wilkes Group, a breakaway team from Merrill Lynch Wealth Management.
February 22, 2011
Building Processes and Procedures, Part IV: Site, CRM and Client AnalysisIn this post, advisor Mike Patton discusses implementation of Redtail, analyzes his client revenue, and discusses progress on his revised website.
February 10, 2011
HighTower Signs Investment Solutions Deal With Guggenheim PartnersHighTower Advisors CEO Elliot Weissbluth announced his firm's alliance with Guggenheim Partners, giving RIAs access to a portfolio system using Nobel-prizewinning risk-tolerance concepts.