What’s All the Fuss About Schapiro?
By James J. GreenBy the time you read this, Elisse Walter (at least temporarily) has replaced Mary Schapiro as chairman of the SEC.
December 21, 2012
The Jaws of DefeatTaking time out over the holidays to reflect on the past year has become one of my favorite exercises.
December 20, 2012
TD Ameritrade Adds CRM Offerings on Its Veo PlatformNow added to TD's open-architecture Veo platform: Junxure, Tamarac Advisor, Pareto, Advisors Assistant CRM packages, joining Salesforce, Redtail and Ebix.
December 19, 2012
FA Insight Finds Good News on Advisor PayOnly a minimal number of firms report any compensation decreases since 2010.
December 13, 2012
Poll Results: As SEC’s Schapiro Steps Down, Advisors Speak UpOur AdvisorOne survey found some sentiment for Sallie Krawcheck, but gave regulators overall poor marks for protecting consumers and providing a level playing field.
December 12, 2012
Is the Advisor Succession Crisis Just a Mirage? The ImplicationsThe advisor retirement wave may not be nearly as large as anticipated. A look at exit strategies for advisors, including some alternatives.
December 11, 2012
Is Advisor Succession Crisis Just a Mirage? Looking at the TrendsThe advisor retirement wave may not be nearly as large as anticipated. Is there really a near-term succession planning crisis looming for advisors, or just a distant exit planning problem?
December 10, 2012
LPL Grabs Top Ex-MetLife TeamLegacy Financial moves to independence with about $150 million in client assets in Rochester, N.Y.