SEC’s Walter: Fiduciary Rule Under ‘Serious Consideration’
By Melanie Waddell"I think this [rulemaking] should be a priority because it is a benefit to investors," Sen. John Tester of Montana told the chairwoman during a Senate Banking Committee hearing on Thursday. "You should push it."
February 07, 2013
TD’s Schweiss Keeps Tabs on Hot-Button Regulatory IssuesFar from dying on the vine, the SEC fiduciary issue will remain in play, TD's Skip Schweiss says.
February 07, 2013
Advisors Make a Positive Impact at Annual TDAI ConferenceToo much wine and too many late nights gave way to helping hands at TD Ameritrades annual conference in San Diego.
February 07, 2013
FINRA Shifts SRO Fight to Senate, as House Effort FaltersWith the House unlikely to pursue an SRO bill this year, FINRA has set its sights on the Senate to push a bill that would give FINRA the authority to become the SRO for advisors.
February 06, 2013
Our 20 Favorite Top Wealth Manager LogosWhat makes your firm stand out? Out of the 230 logos AdvisorOne gathered from our annual Top Wealth Managers listing and survey, our editors and art directors chose 20 designs that hit the mark.
February 01, 2013
Focus Financial Adds $1B RIAPortfolio Strategy Group joins the partnership with five advisors.
January 31, 2013
Tech Integration Directly Related to Client Face Time: TDAI’s ValleleyHeres a statistic that should get every advisors attention: without tech integration, advisors spend under 20% of their time with clients; with integration, that percentage rises to 50%
January 31, 2013
TD Ameritrade Leadership Charts Course for RIA Custodian’s FutureTD Ameritrade Institutionals leadership took to the stage Thursday morning at the companys 2013 annual conference in San Diego.