Dynasty Argues It Can't Be Forced to Arbitrate Merrill Raid Case
By Dinah Wisenberg BrinDynasty disputes Merrill's contention it agreed to arbitration.
March 10, 2026
RIA Cresset Names CEOPresident Susie Cranston will take on the role April 15 and will join the UHNW firm's board.
March 09, 2026
Ritholtz-Affiliated Exhibit A Charts Platform Adds FeaturesUpdates by the RIA include custom-branded commentary ghostwritten by firm exec Ben Carlson.
March 09, 2026
What to Watch, What to Avoid in This Hot Advisor Deal Market: RecruiterFrank LaRosa discusses the mistakes advisors should avoid and which big firm might be next on the block.
March 09, 2026
AI Is Reshaping Advisor Exams: SEC RoundupRegLabs AI founder Stan Yakov explores how AI is changing exams and enforcement — and what advisors need to know.
March 05, 2026
Robinhood Pilots Advisor Referral NetworkMichael Kitces questioned the program's advisor fee structure.
March 05, 2026
Mercer Advisors Launches Women & Wealth PracticeThe practice, to be led by Laura Combs, will address women's growing need for financial advice.
March 04, 2026
Grow or Join? The Fork in the Road for RIAsMid-career firm owners face a stark, personal choice to reinvest heavily or partner with a well-capitalized platform.