Tom Nally: The 2012 IA 25 Extended Profile
By Joyce HansonHaving spent nearly 20 years serving registered investment advisors in TD Ameritrades RIA segment, Tom Nally is ready to face what may be his greatest challenge.
May 11, 2012
Worst-Case Scenario Is Diluted Fiduciary Standard: TD’s NallyAt NAPFA National, the new head of TDAI made the case for RIAs, younger advisors and female clients, but fretted about Dodd-Frank implementation, and urged advisors to focus on running a business.
May 10, 2012
4 Ways to Build Better Employees—and a Better BusinessAdvisorOne contributor Angela Herbers delivered a presentation titled P4Building Great Businesses by Creating Great Employees to an enthusiastic crowd at the 2012 FPA Retreat.
May 10, 2012
3 Ways to Find New Clients More EfficientlyRydex AdvisorBenchmarking report shows new normal of RIAs spending more of their time on client acquisition and maintenance. Heres how to be efficient while doing so.
May 09, 2012
Michael Kitces: The 2012 IA 25 Extended ProfileOne of the original founders of NextGen, 34-year-old Michael Kitces not only holds a bevy of financial planning credentials, but the third edition of the book he co-authored, The Advisor Guide to Annuities, is due out in May.
May 09, 2012
The Most Effective and Cost-Efficient SRO for Advisors? FINRAFragmented oversight constitutes a serious risk for the Main Street investor; the established SRO is the best way to ameliorate that risk.
May 08, 2012
NAPFA Names Ron Rhoades ChairmanOn opening day of the 2012 NAPFA annual conference in Chicago, outgoing chairwoman Susan John named Ron Rhoades to succeed her as head of the fee-only planners group.
May 07, 2012
Kitces: Can Financial Advisors Keep Pace in a Digital Future?Michael Kitces took the stage at the 2012 FPA Retreat to offer his vision of what the future holds for financial planning in the digital age.