Ken Fisher’s Backhanded Call to Arms
By David TittsworthKen Fisher's provocative statements about RIAs' demise in 10 years should be a wake-up call to all RIAs to make their voices heard in Washington.
November 27, 2013
Why Ken Fisher Is Wrong About Future of RIAsIndependent RIAs offer the one thing that Wall Street cant: independence to represent their clients and only their clients.
November 26, 2013
Ken Fisher Is Right About Demise of RIAs...and WrongWe can only hope that Mr. Fishers vision does not occur. Yet I foresee that fee-only and other true fiduciary advisors will still exist.
November 26, 2013
Time to Review Your Privacy Policy, RIAs, and Check Yourself OutIn part two of our year-end compliance review, reminders to update your privacy policy and accurately monitor your AUM. Don't forget about your clients.
November 21, 2013
Get Ready for Your Annual ReviewAs the weather turns colder, turn up your focus on compliance requirements and your Form ADV.
November 21, 2013
Ken Fisher Warns: RIA World Gone in 10 YearsThe famed value investor talked to ThinkAdvisor on how BDs will "eat RIAs as dessert," and why the economy is doing fine, for a spell.
November 18, 2013
HighTower Growth Continues With Andriole Group From MerrillGroup that manages $700 million is first from Connecticut to join HighTower, and 40th overall.
November 18, 2013
American College Adds 2 New ProgramsFinancial Services Certified Professional program is "the first stop for new and experienced advisors who want to refresh their practices.