Genworth Taps Industry Veteran Charles Goldman for Board of Directors
By Joyce HansonAs Genworth Financial moves ahead in a partnership with two private equity firms, Goldman, known as a fiduciary advocate, takes the reins as board chairman.
October 04, 2013
SEC Investor Committee Issues Fiduciary PlanThe Investor Advisory Committee hopes that "we can help to shape the form that commission rulemaking takes," says Barbara Roper.
October 03, 2013
Number of RIAs Jumps Slightly Despite Registration SwitchIAA and NRS report finds that the total RIA count rose slightly from last July despite the switch to state registration.
October 02, 2013
How Heritage Financial Uses Withdrawal Rates and Alts for HNW ClientsEveryone has budgetary issues, regardless of net worth, says Heritages Charles Bean. Were managing clients cash flow and spending habits regardless of portfolio size.
October 02, 2013
Are You a Five-Star Advisor?Advisor-client matchmaker Paladin found one advisor with 28 letters after his name, but gave the advisor only two stars out of five.
October 02, 2013
Putnam’s Portrait of the ‘Social Advisor’: Younger, Likes LinkedIn, Gets ReferralsStudy finds that advisors who use social media daily tend to be younger than average; 49% say they get new clients through social efforts.
September 30, 2013
The Most Important Ratio in HNW Retirement PlanningTop advisor Barbara Attardo says HNW clients have many of the same problems as the mass affluent.
September 26, 2013
LPL Lands Retirement Plan Deal With New York LifeThis comes on the heels of the broker-dealers news of a similar program with Vanguard in August.