RIAs Dominate M&A Deals for Second Year Running
By Michael S. FischerIt remains a sellers market for RIAs, and the industry is in a position of strength, Schwab's Jonathan Beatty said.
March 27, 2015
Scared Straight: Simple Cybersecurity Measures to Protect Your FirmAppropriate security processes at the enterprise level are not as ubiquitous as one might think. Heres why thats a problem.
March 26, 2015
IRI: VA Summary Prospectus Rule From SEC May Finally Be ComingIRI, the annuity trade group, also sees the DOL's fiduciary plan advancing in early April.
March 25, 2015
Lovell Minnick Sells Mercer Advisors to GenstarThe $6 billion RIA based in Santa Barbara, California, is set to have a new private equity owner.
March 25, 2015
United Capital’s Duran: Wealth Management Is Dead. Long Live Life Management!Wall Street is out of step with the public in promising to make people richwhen their real goal is to have rich lives.
March 19, 2015
Captrust, Pensionmark Partner to Create New RIAThe new jointly owned entity will use Captrust's broker-dealer, back-office support and a sizeable capital investment.
March 11, 2015
Tax Planning: How Your Clients Can Deduct Your FeesA look at how, how much and from which accounts your clients can deduct your fees, along with a warning about IRAs.
March 10, 2015
The Five Stages of Client EngagementWhy your social media efforts are doing more than you think.