LPL Earnings Decline but Revenues, Assets Rise
By Bernice NapachThe IBD paid $11 million in regulatory charges for the quarter but expects such costs will decline later in '15.
April 29, 2015
SEC Releases Cybersecurity Guidance for RIAsSEC's Division of Investment Management released guidance to help advisors and funds address cyber risks.
April 28, 2015
NASAA Adopts Model Succession Plan RulesThe rules are meant to be a roadmap for states. The SEC is developing its own succession planning rules for RIAs.
April 24, 2015
The Pharrell Williams of Advisors?Much like Pharrell Williams sings in "Happy," Donna Skeels Cygan feels that happiness is the truth for her clients.
April 23, 2015
Top 20 Richest Colleges of 2014: The Biggest EndowmentsHealthy investment returns allow schools to fund a larger portion of their budgets from endowments.
April 23, 2015
Advisors, Staffers Unhappy With Pay: FPA StudyOnly about a quarter of advisory firm employees are satisfied with their pay, and about a quarter plan to change jobs soon, the study found.
April 23, 2015
Honoring SMA Managers Who Shine in Rainy and Sunny TimesFinalists for the 11th annual SMA Managers of the Year awards are listed here; winners will be announced at Envestnet Advisor Summit in May.
April 23, 2015
Envestnet’s 2015 Advisor Summit Makes Clients the FocusCoach K, Duke Universitys legendary basketball coach, is one of many special guests at this years upcoming Envestnet Advisor Summit.