Raymond James Sees Growth in RIA Unit; Adds Social Media, ETF Offerings
By Janet LevauxRelaunched and reinvigorated RIA custody unit has 110 RIA clients with $10 billion in AUM, adds Hearsay Social platform and 120 no-transaction-fee ETFs.
October 06, 2014
Focus, Dynasty Add Teams; Morgan Stanley Grabs 4 FAs With $660MBoutique firms continue to attract registered reps, including some from the wirehouse firms.
October 02, 2014
30 Best iPad Apps for Financial AdvisorsHere are advisors' favorite apps for networking, productivity, travel and more, according to ClientWise and its readers.
September 29, 2014
Women Are Still ImportantThere's an unfortunate tendency among journalists to become inured to issues long before their readers.
September 29, 2014
Get the Word Out to Get Women In; Blending Active and Passive Strategies: October Investment Advisor Features—SlideshowFor our second annual womens issue, Investment Advisor spoke with several female executives and business owners for an inside look at the state of women in the industry.
September 29, 2014
The SEC and E-SignaturesOver the past few months, I have received several calls regarding electronic signatures. Can we? Should we? Are there any compliance-related issues?
September 29, 2014
Experimenting With New Compensation ModelsThe variety of fee structures is growing, as advisors fine-tune offerings for a changing client base.
September 29, 2014
Enjoy It While It LastsDuring my 30-year career as a financial journalist (wow: that's sobering), Ive witnessed four major market downturns: in 1987, 1991, 2001 and 2008.