Recruiting Roundup: Morgan Stanley Grabs $1B Pair From Citi
By Marlene Y. SatterThe team comes on board in New York, while a Barclays rep joins the wirehouse in Boca Raton.
August 31, 2015
Flat Fees vs. AUM Recap: The Good, the Bad and the Really?Recapping the arguments for retainer fees or charging on an AUM business. What's best for clients, and advisors?
August 28, 2015
Is Going Robo the Secret to Growing Your RIA?As Tina Powell of Beacon Wealth launches SheCapital, an automated service for women, experts discuss how, and whether, to use robo-advice to reach more clients.
August 28, 2015
Small-Business 401(k)s Follow Large-Plan Trends: VanguardVanguard has released its small-business-focused How America Saves report, which found small 401(k) plans are mirroring trends seen at larger companies.
August 28, 2015
Are Treasury’s AML Rules for Advisors a Waste of Time?IAA is looking at FinCENs proposed anti-money laundering rules to assess whether the expected benefits justify the compliance costs.
August 27, 2015
Advisors’ 4 Biggest Concerns: Eaton VanceNearly three-quarters of advisors report at least some concern about a near-term increase in interest rates, according to an Eaton Vance survey.
August 26, 2015
Recruiting Roundup: UBS Nabs 4 Ex-Merrill Reps in FloridaMeanwhile, Raymond James adds a husband-and-wife team in Dallas to its employee channel.
August 26, 2015
BlackRock Snaps Up FutureAdvisor: Could Wealthfront or Betterment Be Next?As the fifth-largest robo-advisor is bought, all eyes are now on Wealthfront and Betterment as the next acquisition target, advisor techie Bill Winterberg says.