Lou Harvey: Looking for Mr. Dalbar—The 2015 IA 35 for 35
By Gil WeinreichThe wizard behind the curtain of the ubiquitous research firm helped popularize behavioral finance and keeps the industry on top of important issues.
May 13, 2015
Socially Responsible Investing: A Way to Attract Younger ClientsMore than one-quarter of investors under 45 allocate at least 25% of their investable assets in socially responsible companies, according to a new survey from Spectrem.
May 08, 2015
Harold Evensky: Comprehensive Planning by Stages—The 2015 IA 35 for 35When Harold Evensky started in the financial planning business he was doing yellow pad planning, literally using a yellow pad of paper and a pen to map out clients financial plans, he told Investment Advisor in April.
May 08, 2015
Duke’s Coach K: Lessons on How Advisors Can Build the Best TeamsTeams work better if their members have a sense of ownership, said Coach Mike Krzyewski.
May 08, 2015
Envestnet Offers Digital Tool to Battle Robo-AdvisorsThe Advisor Now portal is designed to help advisors deliver comprehensive wealth management services where and when clients want them, said Envestnet CEO Jud Bergman.
May 07, 2015
How RIAs Should Enforce Firm Policies and ProceduresJust having a manual isn't enough: advisors should take specific steps when a violation occurs, and regularly train all the employees of the firms on its policies and procedures.
May 06, 2015
Envestnet Acquires FinTech Company Finance LogixEnvestnet will continue to support Finance Logix's standalone financial planning software model for existing and new clients and will create a new, integrated platform.
May 05, 2015
Tom Bradley: Advisor Evangelist—The 2015 IA 35 for 35Ask Bradley to look back at pivotal moments that shaped the advisory business and he recalls May Day 1975, the day the SEC deregulated commissions.