DOL Fiduciary Rule: A Simple Solution
By Bob ClarkCritics of the Department of Labor's fiduciary rule forget there's a large, thriving group of advisors who already put their clients' interests first.
April 07, 2016
SIFMA’s Bentsen: DOL Rule Will Have Unintended ConsequencesSIFMA president also blasted the Obama administration's comments that the brokerage industry's business model "rests on bilking" clients.
April 06, 2016
How the DOL Fiduciary Rule Will (and Won’t) Affect RIAsAn early look at the final rule suggests a lesser impact, though compliance caution is still warranted.
April 05, 2016
FINRA, SEC Targeting EB-5 Immigrant Investor ProgramAn immigration program that's attracted $8.7 billion in investments in U.S. businesses is under regulatory scrutiny.
April 04, 2016
Top Portfolio Products: New Tools to Compare Funds and ETFsThese new products can help advisors and investors choose among the myriad funds and ETFs on the market.
April 04, 2016
How to Increase Financial Literacy? Start Young, Train TeachersBy the time students reach college and take on heavy debt loads, valuable lessons have been missed, PwC warns.
April 04, 2016
Panama Papers Show Advisors Need Treasury’s AML Rule, Groups ArgueAdvisors "bring billions of dollars into the U.S. financial system" and should be subject to AML rules, Americans for Financial Reform and others say.
April 01, 2016
Highest Earning Advisors Are ‘Tech Obsessed’: Jefferson NationalThe highest earning advisors spend twice as much on technology as other advisors, according to Jefferson Nationals Advisor Authority study.