Top Portfolio Products: New Funds from Fidelity, CBOE Vest and Direxion
By Marlene Y. SatterFidelity introduced six factor-based ETFs, CBOE Vest added a defensive stock fund and Direxion launched two leveraged ETFs.
September 08, 2016
If Advisors Get Dementia, What Happens to Their Clients?Advisors hopefully have a plan for clients who show signs of dementia, but what happens if advisors own decline prevents them from fulfilling their duties?
September 08, 2016
Recruiting Roundup: Wells Fargo, United Capital & SFA Add TeamsMeanwhile, Autonomous Research says Alexey (Lex) Sokolin has joined the group as head of fintech strategy.
September 07, 2016
Fiduciary September 2016: The Rise of ConsumerismEight years after the global financial crisis, there remains little discussion suggesting investor distrust is a serious concern deserving of advisor attention and concrete solutions.
September 06, 2016
Number of Active CFP Professionals Reaches All-Time HighSince 2007, the number of CFP professionals has grown more than 34%.
September 02, 2016
RIAs Continue to Gobble Up Wirehouses' Market Share: CerulliCerulli's survey of asset managers identified RIAs and BD mega-teams as having the largest pockets of opportunity to increase market share.
September 02, 2016
Will DOL fiduciary rule drive RIAs to — or from — BDs?Broker-dealers have an opportunity to ease RIAs compliance burden brought by the DOL fiduciary rule.
September 02, 2016
Will DOL fiduciary rule drive RIAs to — or from — BDs?Broker-dealers have an opportunity to ease RIAs compliance burden brought by the DOL fiduciary rule.