Advisors, Don’t Be Dichotomous Thinkers
By James J. GreenPundits like to make fun of the tradition of New Years resolutions, pointing out all the failures to actually follow through on those resolutions.
December 21, 2016
Investors Beware: Tax ‘Volatility,’ Regulatory Upheaval on HorizonFriedman and Valliere look at changes in retirement, tax, entitlement and investing policies coming in 2017.
December 15, 2016
Stagnant RIA Growth Demands Pricing ChangeFidelity report suggests advisors must do better at "change management," particularly in matching their pricing with value delivered and forming a digital strategy.
December 15, 2016
Raymond James Adds 2 Teams; Wells Fargo Nabs Breakaways: Recruiting RoundupMeanwhile, LPL Financial attracts affiliated advisors from rival IBDs, as RBC hires a longtime Merrill advisor with long career at Merrill Lynch.
December 13, 2016
Schwab to Launch Hybrid Robo-Advisor ServiceSchwab Intelligent Advisory combines the service of a live credentialed professional and logarithm-driven technology.
December 13, 2016
Betterment for Advisors Partners With FPAThe strategic partnership will help educate advisors about using technology to serve more clients, according to the FPA.
December 12, 2016
Aspiriant Acquires $850M RIA in Silicon Valley, Tops $10B in AUMWith acquisition of RIA Stanford Investment, wealth management firm will have $10 billion in client AUM, says CEO Rob Francais.
December 09, 2016
Ex-Rep Says He Stole $1.6M From ClientsThe former advisor has pleaded guilty to stealing from a family that owned three trusts that he managed.