Only 16% of Advisors Are Women: Cerulli
By Emily ZulzCerulli makes the case that increasing womens representation among advisors brings concrete business advantages.
January 18, 2017
Schwab, TD Ameritrade Post Strong Q4 Earnings as New Accounts, Assets SoarAssets in proprietary Schwab ETFs rose more than 50% from last year to $62 billion.
January 13, 2017
Head of Fidelity’s RIA Business to DepartBob Oros is set to leave the clearing and custody post he's had for the past five years at the end of January.
January 13, 2017
Janus Advisor Guide: Beware of Correlations, and Other Investment TipsJanus Funds 2017 Wealth Advisors Guide identifies the intended and unintended risks of advisors asset allocations in their model portfolios.
January 12, 2017
16 Best Fund Managers of 2016: MorningstarThe list includes big firms (like Vanguard) and some smaller names (such as Parnassus) in four categories.
January 12, 2017
SEC's Top 6 Exam Priorities for 2017The exam unit has outlined areas where it sees risk to investors.
January 11, 2017
Mercer Adds New York RIA; 2 Groups Rejoin SII Investments: Recruiting RoundupThe RIA in the Big Apple has $100 million in assets, while the California and New Jersey advisor groups have a total of $220 million.
January 11, 2017
Can Brokers and Agents Act in Their Clients’ Best Interests?A reader accuses me of unfairly comparing the dings of broker-dealer firms to those of RIA firms. I reply in my modest way.