Dallas Cowboy Sues Ameriprise Over Advisor’s Fraud
By Janet LevauxThe football player claims the firm never told him about his ex-advisor's suspension or moved to stop fraud.
May 15, 2017
Who Were the Best Robo-Advisors in Q1?The first quarter of 2017 was good to robo-advisors, but several firms stood out for top performance across investment categories.
May 14, 2017
Can This Fee Structure Save Actively Managed Funds?A new series of funds AllianceBernstein expects to launch this year charge full fees only if they outperform.
May 12, 2017
Advisor Concern on Client Income Surpasses Volatility: Eaton VanceThe Advisor Top-of-Mind Index for Q2 found a 16% increase from Q1 and the highest ranking since the indexs inception.
May 11, 2017
Joe Duran — Human Advice Cheerleader: The 2017 IA 25As digital platforms gain influence, the head of United Capital says advisors must employ more emotions and empathy.
May 11, 2017
Arkadios Capital Nabs $1.8B Triad RIA, LPL Grabs $420 Merrill TeamMeanwhile, Kovack Securities buys broker-dealer with $200 million and seven advisors.
May 10, 2017
Robert Cook — BD Regulator in Chief: The 2017 IA 25While FINRA stands ready to fill advisor exam gap, Cook is unlikely to initiate a new battle for advisor oversight, says an ex-FINRA enforcement chief.
May 10, 2017
Crunch Time: New Standards Will Define the Future of CFPsIm beginning to hear rumors that the CFP Board Commission on Standards may soon release its recommendations and open them up for public comment.