Fidelity Redefines the Future Value Proposition for Advisors
By Bernice NapachIt has introduced a new model for advisory firms to grow and survive the squeeze of growing competition, regulation, technology and investor demands.
June 28, 2017
Beauty Is in the Eye of the Discloser: Suggestions for CFP Board’s New StandardsWhile most reviewers are applauding the proposals, one point that astute observers make is that they take a rather soft stand on conflicts of interest.
June 28, 2017
Ex-NBA Star Tim Duncan’s Former Advisor Sentenced to PrisonCharles Banks also must pay retired San Antonio Spurs forward millions in restitution.
June 28, 2017
LPL Schools Hybrid RIAs on RolloversThe IBD just clarified its education-only policy tied to advisory accounts.
June 27, 2017
Open Architecture Is Key for RIA/BD HybridsFor hybrid firms, its important to do things in as efficient and cost-effective a manner as possible.
June 27, 2017
How Advisors Can Help Prevent Wealthy Families From Losing It AllIn his book, More Than Money, Michael Cole, president of Ascent Private Capital Management, tells how advisors can retain clients over generations.
June 26, 2017
Advisor Gets 2 Years in Prison for Cherry-Picking SchemeSEC 10b-5 charges to allow for criminal prosecution appear to have influenced the decision.
June 26, 2017
Guggenheim Launches Multi-Factor Large-Cap ETF: Portfolio ProductsVictoryShares introduces a new minimum volatility ETF.