Minnesota Securities Regulator Rothman Steps Down
By Melanie WaddellRothman to seek Minnesota Attorney General post.
November 16, 2017
Creating a Special Needs Plan for Social Security, ABLE AccountsRecent data shows one in five individuals will face the need for special needs financial planning, but its often overlooked by advisors.
November 16, 2017
Passive Investing a ‘Great Way to Free Up Time’: Schwab’s ClarkMost indie advisors see the rise of passive investing as an opportunity, not a threat, according to a Schwab survey.
November 16, 2017
Securities America Adds $446M All-Women RIA: Recruiting RoundupMeanwhile, RBC draws teams from Wells Fargo and UBS, and Ameriprise brings on a group from Merrill Lynch.
November 15, 2017
How Do You Beat a Robo-Advisor? TrustSuccessful financial advisors must have the trust of their clients, an MIT economist says.
November 15, 2017
DOL Ready to Enforce Fiduciary Rule: AcostaIf firms are willfully violating the best-interest standard, which took effect June 9, Labor will use its enforcement authority, Acosta told lawmakers.
November 13, 2017
10 Finance Books Worth ReadingThe Ritholtz Wealth co-founder and chairman says these names go beyond the classics; several are off the beaten path and very worthwhile.
November 13, 2017
How to Help Clients Manage Their Most Precious AssetsThey are collectibles, which about 25% of wealthy investors own, but many haven't had their collections appraised or insured.