Indie BDs Dominate as Tech Rises and Brands Fall
By Tim WelshHow technology is giving the independent channel a decisive advantage over the traditional Wall Street brokerages.
February 22, 2018
Size of RIA Deals Up 45% in 2017: FidelityAccelerating consolidation is expected this year, industry watchers say.
February 21, 2018
Bigger M&A Deals Kicked Off 2018: FidelityFidelity examines M&A activity among RIAs and independent broker-dealers.
February 16, 2018
7 New Small-Business Tax Rules You Haven’t Heard OfThe new tax law spawned a lot of stories about pass-through business income, but it also establishes several other rules for small businesses.
February 15, 2018
3 Ways Insurers May Be Doing Fee-Based Products All WrongDavid Lau, the founder of a fee-based product supplier, says agents and RIAs really are different.
February 15, 2018
Who Joined LPL in Q4?The independent broker-dealer picked up plenty of reps from Cetera, Edward Jones, Wells Fargo and Merrill Lynch.
February 13, 2018
Clients Rate Top Financial Services Firms in 13 CategoriesCustomers rated firms including brokerages, banks and retirement platforms on several desirable traits in a Hearts & Wallets survey.
February 12, 2018
SEC Seeks Budget Boost to Restore StaffOCIE has requested 24 more individuals, of which 13 would be dedicated to investment advisor and investment company exams.