Kestra Nabs Veteran Merrill Team in Ohio: Recruiting Roundup
By Janet LevauxMeanwhile, LPL-affiliated Trilogy Financial taps a board member with marketing expertise
April 17, 2018
HighTower to Buy $4.5B Salient Private ClientThe deal gives the RIA its first foothold in the Lone Star State and could put it at the $55 billion asset mark.
April 16, 2018
VanEck Launches Real Asset ETF as Inflation Hedge: Portfolio ProductsIn other product news, Research Affiliates launched a new smart beta strategy.
April 12, 2018
SIFMA Announces Principles to Safeguard Customer DataThe four principles are designed to help protect the security of customer data accessed by third-party data aggregators.
April 12, 2018
Elite Advisor Firms Aren't Feeling Fee Pressures: PershingLarge firms' biggest challenge in 2018 is hiring and development of talent, Pershing found in a poll.
April 12, 2018
Top 6 Fee, Expense Failures That SEC Will Bust You ForAn SEC Risk Alert lists the fee- and expense-related compliance failures the agency cites most frequently in deficiency letters.
April 12, 2018
Tax Overhaul's Impact on Homeowners Varies Widely: New York FedThe impact on homeowners in high-tax states depends on incomes, property taxes, home values and mortgage terms.
April 12, 2018
Fintech Firm Launches Shared-Service Platform, Hires Ex-LPL ExecDerek Bruton, who most recently worked for Oppenheimer, will become COO of Chalice Wealth Partners' broker-dealer and RIA.