Advisor Eric Cumley on Client-Focused Planning
By Janet LevauxInvestment Advisor spoke with the 2018 Envestnet Essential Advisor winner, who was recognized for his professional values and dedication to investors at a recent conference.
June 29, 2018
SEC Hits the Road to Hear Investors' Thoughts on Best-Interest PlanChairman Jay Clayton will be holding a series of roundtable discussions with investors around the country in July.
June 29, 2018
Global Atlantic Joins Envestnet Insurance ExchangeThe first insurance group to join will offer fixed annuities to RIAs through the Envestnet platform.
June 29, 2018
B. Riley Financial to Rename Wunderlich SecuritiesThe move comes about a year after the broker-dealer, which had about 180 advisors at the time, was purchased.
June 28, 2018
Coalition Asks RIAs to Tell SEC How They Differ From BrokersKnut Rostad, Michael Kitces, Geoffrey Brown and others are speaking out ahead of the Aug. 7 deadline for comments.
June 27, 2018
Commonwealth Financial Says President, COO Hunter to DepartCFO Trap Kloman will take on these roles; Kloman joined the RIA in 2015, while Hunter has been with it for some three decades.
June 27, 2018
SEC Advice Proposals Take Center StageSEC chief Clayton lays out how brokers' behavior will change for investors while industry officials debate "fiduciary" status of Reg BI.
June 27, 2018
New DOL Bulletin Muddies ESG WatersA recent interpretation explains that fiduciary responsibility should take precedence over ESG policies.