Why Brokers Want to Go Indie, in 7 Charts
By Janet Levaux"There is an undercurrent of discontent as disenchanted brokers navigate the second half of their careers," said TD Ameritrade's Scott Collins.
December 14, 2017
For Advisors, Tax Bill Could Start Shakeout, Job SwitchingThe deal sets 20% deduction for pass-throughs; brokers at big banks wouldnt be eligible for the tax break.
December 13, 2017
2 Ways to Solve the Talent ShortageThe issues facing the independent advisory field require collective action.
December 12, 2017
SIFMA Sees SEC Fiduciary Rule Proposal Within 18 MonthsThe lobbying group takes SEC Chairman Jay Clayton "at his word" that the rule is a top priority, CEO Ken Bentsen says.
December 11, 2017
SEC Chief Clayton Issues Warning on Cryptocurrencies, ICOsIf you choose to invest in these products, please ask questions and demand clear answers, Clayton said on the day Bitcoin futures debuted.
December 11, 2017
Andy Friedman Answers Top 7 Advisor Tax Bill QuestionsFriedman, a former tax attorney, answers questions on alimony, deferred compensation and more.
December 08, 2017
Aguilar, TD’s Schweiss Discuss How an SEC Fiduciary Rule Could WorkThe two industry insiders talked to ThinkAdvisor about how a rule could move forward but said proposing one next year would be "tricky."
December 07, 2017
Morgan Stanley Fires Ex-Rep. Harold Ford Jr. After Accusation by WomanFord was hired by Morgan Stanley in 2011 as a senior client relationship manager.