DOL Fiduciary Rule's Death Doesn't Mean Business as Usual: Ex-EBSA Head
By Melanie WaddellThe industry is going back to the old rule but not the old interpretations, ex-EBSA head Brad Campbell said.
July 26, 2018
Why Taking Small Steps Can Make a Big DifferenceUsing a short-term business plan, or micro strategy, can make it much easier for you to accomplish the long-term goal of your advisory practice.
July 25, 2018
RBC Nabs $190M Merrill Team in New Jersey: Recruiting RoundupMeanwhile, Wealth Enhancement Group says it is buying Retirement Strategies, an independent practice with about $350 million in assets based in Florida.
July 25, 2018
Cybersecurity Is Still Advisors' Top Compliance Worry: IAA PollOther notable concerns are the SEC's Advertising Rule and new Form ADV disclosures.
July 23, 2018
'Raise Your Voice' Campaign Pushes for SEC Reg BI Changes"This [Reg BI] is just regulation gone wrong," said Sheryl Garrett, head of Garrett Financial Planning Network.
July 23, 2018
Financial Engines, Edelman Complete MergerAs part of the transaction, which closed on Thursday, Financial Engines has been combined with Edelman Financial Services.
July 23, 2018
Impact Shares Launches NAACP-Affiliated ETF: Portfolio ProductsAlso, ProShares launched an ETF that invests only in online retailers.
July 20, 2018
10 Ways RIAs Can Crush It for the Next 5 Years"If you don't have a plan to be a billion dollars or more, you will be challenged," Dynasty Partners CEO Shirl Penney says.