Millionaire Investors Nervous About the Future: Study
By Bernice NapachFidelity's survey of millionaire investors shows a disconnect between current and future views of the market.
October 19, 2018
Independent Advisory Firms Have Choices to Make: Fidelity's SlaterThe industry is becoming more concentrated, which makes it harder for small and midsize firms to operate as stand-alone entities.
October 18, 2018
SEC Launches FinHub PortalThe new fintech hub provides one-stop information on digital marketplaces, automated investment, blockchain and AI.
October 18, 2018
YCharts Rolls Out Model Portfolio Feature to Its 4,000 UsersCompany also reports finding success through a "Trojan horse" marketing strategy.
October 18, 2018
New DOL Fiduciary Rule Coming Next Fall"The department is considering regulatory options in light of the 5th Circuit opinion," Labor's regulatory agenda states.
October 18, 2018
Raymond James Nabs $1.5B Reps From Wells Fargo, Morgan Stanley and LPL: Recruiting RoundupMeanwhile, LPL Financial adds advisors from the Cetera broker-dealers; SagePoint and Securities America share details on their latest hires.
October 18, 2018
Final SEC Advice Standards Package Coming September 2019The SEC also plans to issue a final ETF rule by then, according to its regulatory agenda.
October 17, 2018
SEC Investor Advocate, RAND Issue Retail-Advice ReportThe research is aimed at helping the SEC craft its advice-standards package.