Fight Over NJ Fiduciary Rule Heats Up
By Melanie WaddellNew Jersey's insistence on moving ahead "suggests an impatience and disregard" for the SEC's rulemaking, a lawyer said.
November 15, 2018
Should 2017 Tax Changes Be Permanent? Bloink & Byrnes Go Thumb to ThumbThe two professors argue over whether the tax reform legislation changes should be permanent.
November 15, 2018
Schwab Quietly Provides a Welcome Mat for Smaller AdvisorsJalina Kerr's service group is happy to serve the needs of RIAs with less than $100M in AUM.
November 15, 2018
Commonwealth Rolls Out New Financial Planning Tools With RightCapitalAdvisors can show client goals in new ways that run "the full gamut of planning from simple to advanced," according to one executive.
November 15, 2018
What 2019 Wirehouse Comp Changes Mean for AdvisorsTop FA comp consultant Andy Tasnady tells ThinkAdvisor about what's changing, and what isn't, in wirehouse pay packages.
November 14, 2018
LPL Picks Up $410M Reps from Wells Fargo, Cetera: Recruiting RoundupMeanwhile, Ameriprise, Hilliard Lyons, Janney Montgomery Scott and Raymond James add reps from rivals; RIA Provise Management opens a new office in Tampa.
November 14, 2018
In This Top 10 Ranking of Wealthiest Countries, U.S. Is AbsentA Credit Suisse report on global wealth doesn't have the U.S. in the top 10 by this important metric.
November 14, 2018
Is HighTower Advisors Tapping Oros as CEO?Industry watchers share their views on the possible move of the HD Vest executive and the pressures facing the next CEO of HighTower Advisors.