Envestnet Upgrades Platform to Enhance Client Relationships
By Michael S. FischerAn improved Yodlee user experience is among the announced enhancements.
December 10, 2018
LPL-Affiliated Group Adds 50-Plus Reps From Departing OSJIndependent Advisor Alliance says some $2.3 billion in assets could move to its operations this year from IFP.
December 10, 2018
Ron Carson Tells Why He's Dropping His FINRA LicenseIn an interview with ThinkAdvisor, Carson also says market volatility makes him "excited."
December 10, 2018
SEC Chair Clayton Lays Out 2019 Regulatory PrioritiesA "key priority" for the securities regulator is finalizing advice standards package, Clayton says.
December 07, 2018
Ron Carson's Registration Drop Shows 'FINRA's Days Are Numbered'"FINRA is still losing BDs," consultant Tim Welsh says. "No one is starting them. It's not happening."
December 06, 2018
Folio Rolls Out Robo Platform for Advisors, InvestorsThe technology allows for goals-based financial planning and specialized portfolio building.
December 06, 2018
Edelman Financial Engines Cuts FeesThe new fees apply to new accounts and are expected to take effect for legacy accounts in early 2019.
December 06, 2018
Ex-Waddell & Reed Team Sues RIA for Holding Them 'Hostage'The team sued for fraud after the RIA failed to deliver on promises, their lawyer tells ThinkAdvisor.