Envestnet to Buy Schwab's PortfolioCenter
By Janet LevauxThe deal comes just a few months after BlackRock bought a nearly 5% stake in Envestnet. But what does it say about Schwab's tech strategy?
February 21, 2019
CFTC Compliance Branch Releases Its First-Ever Exam Priorities ListHere's what advisors and BDs registered as CTAs or commodity pool operators should prepare for.
February 20, 2019
HighTower Nabs $2.6B Group in Memphis: Recruiting RoundupMeanwhile, Raymond James' Alex. Brown division has added a veteran advisor from Wells Fargo with $113 million in client assets in Boston.
February 20, 2019
United Capital's FinLife Platform Hits $22.5B"The day may come soon when FinLife Partners eclipses United Capital in size," CEO Joe Duran said.
February 20, 2019
Is There a Missing Link in Your Client Experience?Take the time to explore this side of your advisory business in order to produce long-term results.
February 20, 2019
A Better Landscape for Investment ResearchMiFID II's impact on the research industry is slow but steady, opening up new avenues for investment managers.
February 19, 2019
Please Harmonize With SEC Reg BI: Insurance Groups to NAICIRI is praising the SEC's approach. Three other groups told the NAIC they want a buffer against state fiduciary rule proposals.
February 19, 2019
Dynasty Financial Moving HQ From NYCThe RIA service provider says it's time to hire more financial professionals in another part of the country.