SEC 'Still Struggling' With Advisor Exam Rate
By Melanie WaddellBut OCIE is "pushing forward on our priorities," exam chief Pete Driscoll says.
April 08, 2019
What Is the Value, Risk of Remote Employees? IT Surveys Search for AnswersOrganizations take clear steps to assuage remote work hazards, but appear to fall short in the execution.
April 04, 2019
Carson Group Plans $80M Omaha HQThe first phase will accommodate Carson Group's 300 employees, while the second building is intended to accommodate growth.
April 04, 2019
He Was an Outsider. Now He Advises NFL Stars.Peter Borowsky, advisor to the Patriots' McCourty twins and others, tells ThinkAdvisor how he cracked this niche without connections.
April 04, 2019
Stifel Adds 6 Reps From Rivals: Recruiting RoundupMeanwhile, LPL Financial adds a team of six advisors, including five women, in Oregon who work with $390 million in client assets.
April 03, 2019
United Capital Scoops Up 2 RIAs With $800MThe deals mean the RIA rollup firm now has locations in Atlanta and near Davenport, Iowa.
March 28, 2019
Why Schwab's New Pricing Plan Is a Big DealMark Tibergien, Michael Kitces and others weigh in on how the new subscription model could affect advisors.
March 28, 2019
Schwab Rolls Out Subscription-Based Financial AdviceMichael Kitces warns solo advisors that they now must "compete on differentiated value at higher fee level," while Tim Welsh says Schwab advisors will "have some tough explaining to do" with clients.