First Republic Adds $3.6M UBS Team
By Janet LevauxThe four veteran advisors come on board in New Jersey.
August 08, 2019
Focus Financial Q2 Revenue Up 30%The firm has already topped its full-year 2018 deal volume.
August 08, 2019
RIA Wins $347K Arb Award From SchwabLaguna Financial Group and its owner argued that the custodial firm assisted a rival.
August 08, 2019
Stifel, LPL Nab Wirehouse Reps: Recruiting RoundupMeanwhile, Carson Group welcomes an eight-member team in Northern California.
August 07, 2019
Fidelity's Amped-Up Cash Sweep: Gain for Investors, Pain for Advisors?The new cash sweep vehicle, aimed at new DIY investors, offers 1.91% yield; cash held by advisory clients won't be automatically moved.
August 06, 2019
What US-Based RIAs Can Learn From Their UK CounterpartsPershing's Mark Tibergien and Geoff Towers discuss how advisor regs overseas could shape future U.S. rules.
August 05, 2019
Morgan Stanley Introduces Impact Quotient App for Advisors: Portfolio ProductsAlso, AdvicePay introduced a new fee calculator for advisors's fee-for-service payments.
August 02, 2019
LPL Buys Employee-Advisor Group in FloridaFlorida-based Allen & Co. has 33 financial advisors and about $3 billion of client assets.