M&A Deals for RIAs, IBDs Up 43% From a Year Ago: Fidelity
By Bernice NapachThe number of deals and size of assets through Sept. 30 already exceed the totals for all of last year.
October 10, 2019
Tiburon Bars Fisher From Summits After Lewd CommentsThe development comes a day after an advisor posted a video criticizing Fisher for his "absolutely horrifying" remarks.
October 10, 2019
Ken Fisher Surprised His Sexual Remarks Shocked AudienceFisher said he had spoken that way in the past and was surprised by the reaction this time.
October 10, 2019
RIA Captrust Adds $1.5B Boston Advisors' GroupThe deal comes less than two months after the purchase of South Texas Money Management, which has assets of $3.7 billion.
October 10, 2019
Broadridge Buying Fi360Broadridge says it wants to help firms comply with the SEC's Regulation Best Interest.
October 10, 2019
How to Turn Your Clients Into Marketing PartnersEducating clients on what you do jump starts word-of-mouth marketing — and referrals.
October 09, 2019
Zero Commissions a 'Huge Deal' for Advisors, BDs: HenschenBroker-dealer recruiter Jon Henschen breaks down "the ripple effects" of the big brokerages' elimination of most trading commissions.
October 09, 2019
Ken Fisher's Off-Color Comments at Conference Spark DebateAdvisor Alex Chalekian calls out the industry icon for making "disgusting" references, but Fisher says the comments were "misconstrued."