RIA Consolidation Is Officially Here
By Timothy WelshAlso, 2020 should be the first year in which the industry likely will have more independent advisors than employee advisors, says Brian Hamburger.
January 24, 2020
Ron Carson Wins Expungement of $20K Client ComplaintThe client complained about mutual fund charges; the arbitrator agreed with Carson's lawyer that she had no case.
January 24, 2020
Don't Sleep on Reg BI Compliance, Industry Officials WarnDespite legal challenges, the obligations Reg BI imposes on financial firms "are real and immediate," says Bates Research.
January 23, 2020
FICO Scores Poised to ChangeThe creator of the FICO score is changing its methodology starting this summer.
January 22, 2020
Top Women in WealthTech 2020: Hilda Wong-Doo of Fidelity"Thinking outside the box from all aspects was and continues to be important" for innovation, she said
January 22, 2020
4 Reasons to Change Your Fee StructureIf you can communicate the true cost of your value, you should have little client pushback on fee changes.
January 22, 2020
Top Women in WealthTech 2020: Teri Shepherd of Carson Group"The easy road is not the path to innovation. Embrace diversity, fresh thinking, new ideas and often conflicting" views, she said.
January 22, 2020
Top Women in WealthTech 2020: Angela Pecoraro of Advicent"Never be afraid to redefine yourself or your role," she said. "Be eager to do more and ... learn from [those] around you." I