Deadline Extended for Invest in Others Award Nominations
By Janet LevauxInvest in Others, a charitable organization, will give awards of $10,000 to $50,000 to community-focused advisors.
March 25, 2020
The American College Names Head of New Women's CenterHilary Fiorella will lead the effort to advance women in financial services through research, education and awareness.
March 24, 2020
RIA Nabs Former Super Bowl ChampDavid Diehl, who played for the New York Giants from 2003 to 2013, is now part of Altium Wealth Management.
March 24, 2020
SEC Enforcement Chiefs Warn Against Insider Trading"In these dynamic circumstances, corporate insiders are regularly learning new material nonpublic information," the co-chiefs said.
March 24, 2020
Vote Now for the 2020 IA25Your input on the 25 industry leaders you're turning to for insights and inspiration is needed by April 6.
March 23, 2020
FPA Looking for Pro Bono PlannersUnderserved communities will suffer the most financial hardship from COVID-19, says FPA.
March 20, 2020
Senators' Stock Sales After Virus Briefings Spark Advisor DebateWhile the sales seem "fishy" to some advisors, a lawyer warns that it's too soon to rush to judgment.
March 20, 2020
Human Capital: FrontLine Compliance's Lynch Details Regulatory Relief Due to CoronavirusIn episode #11 of our podcast, Amy Lynch talks about SEC and FINRA regulatory relief as the coronavirus wreaks havoc.