Mariner Wealth Sells Small Stake to Private Equity Firm
By Jeff BermanLeonard Green & Partners' investment will help the RIA "continue our expansion and hiring of talent" said Mariner CEO Marty Bicknell.
April 28, 2021
Biden Unveils $1.8T Family Plan, Tax Hike ProposalsNotably, the plan does not include an estate tax increase or an expansion of the SALT deduction.
April 27, 2021
UBS Americas Posts $17.2B in Fee-Based Asset FlowsIts advisor headcount of 6,335 represents a decline of 161 from a year ago but a gain of 30 from year-end.
April 27, 2021
Buy, Sell or Grow? For S- and C-Corps, It's ComplicatedTax and legal issues complicate the ability of these firms to finance growth and succession. Here are some options.
April 27, 2021
How Well-Being Drives a Future Financial PlannerThe winner of our 2020 New Planner Recruiting Tuition Reimbursement Scholarship is an example of where our industry is headed.
April 27, 2021
Commission-Free Annuities: No Longer an OxymoronDPL Financial Partners CEO David Lau tells ThinkAdvisor how RIAs can sell annuities (and get paid for it, too.)
April 26, 2021
JPMorgan Gets Restraining Order Against Ex-AdvisorsThe firm's former advisors resigned from JPMorgan and joined LPL network firm Professional Wealth Advisors, allegedly soliciting clients to follow them.
April 26, 2021
10 Ways to Ask for ReferralsEvery advisor needs to actively seek referrals. Here are 10 specific ways to build your client base.