Where Is the Seismic Shift Following the Schwab-TD Ameritrade Deal?
By Sean Gultig and Mark AversSmaller custodians could pick up business as "big-box" firms increasingly compete with their own clients.
May 04, 2021
Dynasty to Make Minority Investments in Network Partner RIAsThe company also added Rebecca Zeitels Alcalay, GF Investments vice president, to its board.
May 04, 2021
Creative Planning Scoops Up $5B RIA in Second-Biggest Deal to DateThe acquisition brings Creative Planning a "large pool of experienced talent" in a market where it has many clients, CEO Peter Mallouk says.
May 03, 2021
Advisor Group Seeks at Least $900K From Venerable in LawsuitThe broker-dealer alleges the variable annuity firm is guilty of breaching the terms of a marketing agreement.
May 03, 2021
Sanctuary Wealth Scores 'Biggest Win to Date' in Recruiting $1.5B Merrill TeamQuorum Private Wealth had operated as the Barry & Milligan Group at Merrill.
May 03, 2021
LUMINARIES FAQ: How to Participate in ThinkAdvisor's New Awards ProgramThere are two weeks left to nominate advisors and firms for our new, pioneering recognition program. Here's what you need to know.
April 30, 2021
LPL Closes Waddell & Reed Deal, Adding 900 RepsThe reps work with about 95% of client assets in Waddell & Reed's wealth unit.
April 30, 2021
Samantha Russell: Don't Become the Next BlockbusterThe digital marketing expert warns advisors not to build for the future by focusing on what's worked in the past.