$6B UBS Breakaway Team Launches Indie RIA
By John ManganaroThe newly formed 71 West Capital Partners will use BNY Pershing for custody, clearing and related services.
November 11, 2025
Ex-Advisor Who Taught Sunday School Sentenced to 5 Years for Bank FraudJesse Hill pleaded guilty to a scheme to obtain $45 million in loans from 19 different financial institutions.
November 11, 2025
Schwab Would Support Clients Who Want Assets on Blockchain: CEO Wurster"Schwab is going to be there to support you," Rick Wurster assured advisors.
November 09, 2025
RIAs Are Refocusing on Organic Growth: CerulliThe shift in priorities comes as M&A activity has become commonplace in the market, the executive poll finds.
November 07, 2025
Carson Group Ex-CMO's Bias Suit On Hold After Allegations She Altered EvidenceMost proceedings are halted pending a ruling on the firm's request that the case be dismissed.
November 07, 2025
RIAs That Blend AI and a Human Touch Will Emerge as Winners: SchwabArtificial intelligence is opening a "new competitive frontier," says Jon Beatty, head of Schwab Advisor Services.
November 06, 2025
Indivisible Partners Taps Wealth.com for Estate PlanningThe RIA, founded by Merrill Lynch veterans John Thiel and John Hogarty, has selected Wealth.com as its exclusive provider.
November 06, 2025
Modern Wealth Taps Derek Bruton to Lead M&AThe Schwab and LPL veteran will oversee inorganic growth strategy and lead the partnership development team.