Meet the LUMINARIES Class of 2021
By Janet LevauxThis pioneering recognition program shines a spotlight how advisors and firms are moving the industry forward in the areas that matter most to advisors.
August 12, 2021
Janney Adds 8 Advisors From Ameriprise, Raymond James, Wells Fargo, TruistSo far this year, the firm has added 45 advisors who collectively manage more than $8.6 billion, it says.
August 11, 2021
DPL and SS&C Start Exchange for Commission-Free Insurance Products.The initial menu includes annuities, life insurance and disability insurance products.
August 06, 2021
LPL to Add SMAs to Model Wealth PlatformThe enhancement lets advisors combine multiple investment types in one account and will be rolled out to all advisors over the next few months.
August 06, 2021
10 Worst Financial Advisors in America to Date in 2021The latest advisors and brokers who "qualified" so far include alleged scammers, an alleged batterer and a registered sex offender.
August 05, 2021
Interactive Brokers Hit With Class-Action Suit Over $23M Ponzi SchemeThe firm disregarded its own compliance department's red flags and written internal compliance policies to further aid the scheme, the suit states.
August 05, 2021
Wealth Enhancement Group to Add $853M RIAThe transaction is the LPL affiliate's ninth purchase this year.
August 04, 2021
LPL Boots Rep Who Allegedly Refused to Hire Black ApplicantsThe firm ended Eileen Cure's affiliation after a viral video accused her of making racist comments in a Skype message.