Commonwealth Recruits New Chief Privacy Officer From LPL
By Jeff BermanMichelle Kelley has also been named deputy general counsel and senior vice president.
August 31, 2022
Small RIAs Likely Breaking New DOL Rollover Rule Without Knowing It: ERISA LawyerMany small firms are unaware of the rule and lack a compliance officer, Faegre Drinker partner Fred Reish says.
August 30, 2022
Top 10 RIA Deals in the First Half of 2022Echelon Partners and DeVoe & Co. both say 2022 is on track to be a strong year for M&A despite shifting trends.
August 26, 2022
4 Ways to Prepare Young Advisors to Manage More WealthIt's time for advisory firms to be sure their advisors are ready for the next generation of clients.
August 25, 2022
LUMINARIES 2022 Finalists: Thought Leadership — FirmsThese 40 industry players have demonstrated excellence through innovative insights, practices and research.
August 25, 2022
LUMINARIES 2022 Finalists: Thought Leadership — IndividualsThese 32 industry VIPs have demonstrated excellence through innovative insights, practices and research.
August 25, 2022
Annuities May Be Winning Over Advisors Who Were Fence-Sitters: SurveyBut RetireOne and Midland National found that the number of skeptics is holding steady.
August 24, 2022
LUMINARIES 2022 Finalists: Diversity, Equity & Inclusion — IndividualsThese 13 industry VIPs are demonstrating their commitment to DEI via best practices, innovation and community outreach.