Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
Acquisitive Fidelity
By Staff WriterConsolidation in the clearing business continues apace. As Investment Advisor went to press, National Financial, Fidelity Investments' clearing arm, announced on Dec. 16 that it...
April 28, 2004
DTCC Names CFONU Online News Service, April 28, 2004, 2:28 p.m. EDT -- The Depository Trust and Clearing Corp., New York, has promoted Ellen Fine Levine ...
July 21, 2003
Reactions to CBOT/CME Common ClearingCHICAGO (HedgeWorld.com)--Despite concerns over the very brief comment period and arguments over the anti-competitive effects of one aspect of the new linkage, the Commodity Futures...
July 01, 2003
Moran's Subcommittee Discusses the Future of FuturWASHINGTON (HedgeWorld.com)--Rep. Jerry Moran, (R-Kan.), chairman of the subcommittee on general farm commodities and risk management, Agriculture Committee, presided over a hearing on the issues...
May 06, 2003
DTCC Trebles Insurance Transaction VolumeNU Online News Service, May 6, 2003, 11:50 a.m. EDT -- Depository Trust & Clearing Corp., New York, says its Insurance Services systems handled ...
May 01, 2003
The Return of Peter ManganPeter Mangan is back, and he is looking to run a custodial business catering to independent advisors again. Only this time, Mangan owns the firm....
April 29, 2003
FIA and S&P React to Common Chicagoan ClearingWASHINGTON (HedgeWorld.com)--The Futures Industry Association asked the Chicago Board of Trade and the Chicago Mercantile Exchange to provide more information on their agreement to form...