Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Securian Seeks To Buy Md. Investment Firm
By Staff WriterSecurian Financial Group Inc. says it plans to acquire investment firm Capital Financial Group Inc. and CFG's broker-dealer affiliate.Securian, a unit of Minnesota Mutual Insurance ...
September 01, 2008
About the ManagerJim Moffett, lead manager of the UMB Scout International Fund and the UMB Scout International Discovery Fund, has more than 35 years experience in investment...
September 01, 2008
Broker/Dealer of the Year, Division IIThe Investment Center CEO and President Ralph DeVito A rep speaks: "They have been terrific. They are there when you need them, going the extra mile; and...
September 01, 2008
About the AdvisorTony Purpero Senior Financial Advisor and Consultant Partnervest Financial Group LLC 510 Castillo Street Santa Barbara, California 93101 Phone: 805-966-1266 E-mail: [email protected] Web site: www.partnervest.com Year firm founded: 2001 Number of advisors in firm:...
September 01, 2008
Honor RollYear in and year out, most voting reps give their individual B/Ds high marks. Following is the list of firms that garnered first, second, and...
September 01, 2008
In the Unlikely Event I Would Ever Leave You . . .The good news for independent broker/dealers? The overwhelming majority of reps surveyed in the annual Broker/Dealer of the Year voting are quite happy, thank you,...
September 01, 2008
Broker/Dealer of the Year, Division IVCambridge Investment Research Founder, CEO, and President Eric Schwartz A rep speaks: I am constantly approached by other B/Ds to affiliate with them but have always declined....