Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
LETTERS TO THE EDITOR: Googling Advisors, Obama's Learning Curve
By Staff WriterWhat Prospects Don't Find When .... I enjoyed reading the May edition of Research Magazine. I particularly enjoyed Jane Wollman Rusoff's piece ("What Do...
July 01, 2009
Fiscally Fit: Lincoln Financial Advisor Richard HarrisIt's not every day that you see a 64-year-old financial advisor doing push-ups with each hand and one foot on medicine balls in front of...
July 01, 2009
Broker/Dealer Briefing: Which B/D Model Works Best?As I was jetting home recently from my fifth broker/dealer due diligence meeting since January, with another five on tap before year-end, and ten years...
June 26, 2009
Prompt House Action Seen On Reinsurance, LicensingThe House could act on bills reforming regulation of the reinsurance industry and streamlining nonresident insurance agent and broker licensing by next month.
June 25, 2009
No absolution from FINRAFINRA has thrown a wire-house broker out of the securities business for victimizing a 64-year-old nun. According to FINRA, the nun received a $531,000…
June 25, 2009
Prompt House Action Seen On Reinsurance, LicensingThe House could act on bills reforming regulation of the reinsurance industry and streamlining nonresident insurance agent and broker licensing by next month.
June 24, 2009
Brokers International Hosts First Insurance Convention For WOMANThe Women's Mentoring Agent Network (WOMAN(TM)) hosted its first national convention recently in San Antonio.
June 19, 2009
Survey: Callers Are HappierCustomer satisfaction with insurance industry contact centers has improved for the second straight year, a consulting firm says.