Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Petersen Changes Elimination Period Definition
By staff WriterA broker that sets up high-end income protection programs has updated the way its plans treat insureds who suffer from two or more successive periods of disability.
November 04, 2009
Panel OKs Investor Protection Act BillMembers of the House Financial Services Committee have voted 41-28 to approve H.R. 3817, the Investor Protection Act, and insurance producer groups are still worried that the bill will hurt their members.
November 04, 2009
Panel OKs Investor Protection Act BillMembers of the House Financial Services Committee have voted 41-28 to approve H.R. 3817, the Investor Protection Act, and insurance producer groups are still worried that the bill will hurt their members.
November 02, 2009
RJ Recruits 750-Plus FAsRaymond James Financial has more than 5,300 financial advisors as of September 30, 2009.
November 01, 2009
Hybrids on the RiseThe September issue of The Cerulli Edge--U.S. Asset Management Edition, from the Boston-based research firm Cerulli Associates, found that asset managers have reacted to the...
November 01, 2009
Merrill's Big PlansHelp, and the "importance of culture at this organization," are what Sallie Krawcheck spoke of on October 5th at her first press conference as president...
November 01, 2009
Fox River Launches ETF PlatformFox River Execution has collaborated with Barclays Global Investors by introducing a new ETF trading platform that provides a comprehensive system for competitive, real-time...