Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Straight Talk on Straight-Through Processing
By John SullivanPay no attention to that man behind the curtain. Try if you like, but David Fetter makes it exceedingly difficult.
August 26, 2013
Top broker-dealers for 2013Cambridge Investment Research, Investors Capital Corp., Geneos Wealth Management and Century Securities take top honors in 23rd annual poll.
August 23, 2013
2013 Broker-Dealers of the Year: Eric Schwartz, Cambridge Investment Research—VideoDivision IV: Cambridge Investment Research Inc. Founder, Chairman and CEO: Eric Schwartz Years in Business: 32 Producing Reps: 2,241 Average Annual Gross…
August 23, 2013
2013 Broker-Dealers of the Year: Tim Murphy, Investors Capital Corp.Division III: Investors Capital Corp. President & CEO: Tim Murphy Years in Business: 20 Producing Reps: 454 Average Annual Gross Production per Rep:…
August 23, 2013
2013 Broker-Dealers of the Year: Russ Diachok, Geneos Wealth ManagementRuss Diachok, president and CEO of Geneos Wealth Management, talks to Investment Advisor Editor in Chief John Sullivan at the 2013 Broker-Dealers of the Year roundtable in Chicago.
August 23, 2013
2013 Broker-Dealers of the Year: Terry Frank, Century SecuritiesTerry Frank, managing director of Century Securities, talks to Investment Advisor Editor in Chief John Sullivan at the 2013 Broker-Dealers of the Year roundtable in Chicago.
August 23, 2013
The 2013 Broker-Dealers of the Year; Connecting With a New Demographic; BD Back-Office Challenges: September Investment Advisor — SlideshowOnce again, the reps have voted and named the best broker-dealers in the industry.
August 23, 2013
TDAI Awards Next Gen Scholarships to Recruit Young AdvisorsThese are the first scholarships TDAI has awarded since it established an annual Next Generation Scholarship Program earlier this year.