Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Jud Bergman: The 2013 IA 25 Extended Profile
By James J. GreenEnvestnet began as a turnkey asset management provider, where it remains a leader punctuated by its announced acquisition in mid-April of Prudentials Wealth Management Solutions, with its $12 billion in assets.
May 01, 2013
Wells’ FiNet, Morgan Stanley Nab 7 Merrill RepsPlus, EP Wealth Advisors gains advisors from Schwab and Bernstein for its Southern California operations.
April 29, 2013
The 2013 IA 25 Special ReportWith the 2013 IA 25, our 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
April 29, 2013
Crossing Paths: The 2013 IA 25With Investment Advisor's 11th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
April 29, 2013
We’re Back Baby!Phew! We made it back, finally. Im talking about the DJIA, of course. After years and years of giving us absolutely no comfort at all, the DJIA is back in record territory (assuming no great market collapse between now and press time).
April 29, 2013
FA Satisfaction as Measured by J. D. PowerSatisfaction among independent advisors made a nice improvement over the past year, while that of employee advisors declined slightly, according to the latest J.D. Power and Associates 2013 U.S. Financial Advisor Satisfaction Study.
April 29, 2013
Don’t Sell in May, Says Raymond James StrategistRaymond James Chief Investment Strategist Jeffrey Saut tells advisors that the strong market should continue for several months.
April 29, 2013
Challenges of a Growing Practice: Managing PortfoliosWhether you outsource money management or not, at least segment your client base.